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John Lee Arnold

Robert W. Baird & Co. Incorporated

Denver, CO

CRD 726709

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-03-18
TX RA APPROVED 2022-03-18
  • CO RA
    APPROVED
    Since 2022-03-18
  • TX RA
    APPROVED
    Since 2022-03-18

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cherry Creek CO 05/2009 03/2022
Robert W Baird Denver CO 03/2022 Present
  • 05/2009 → 03/2022
    Wells Fargo Advisors Llc
    Cherry Creek, CO
  • 03/2022 → Present
    Robert W Baird
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-25
S63 Uniform Securities Agent State Law Examination 1982-08-25
  • S65 Uniform Investment Adviser Law Examination
    2000-08-25
  • S63 Uniform Securities Agent State Law Examination
    1982-08-25

View on SEC IAPD

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