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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-18
  • NY RA
    APPROVED
    Since 2021-03-18

Branch Locations

Boca Raton, FL • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc New York NY 11/2013 Present
Hightower Advisors, Llc New York NY 11/2013 Present
  • 11/2013 → Present
    Hightower Securities, Llc
    New York, NY
  • 11/2013 → Present
    New York, NY
Previous Registrations
Other Businesses

(1)RE THE SEPHARDIC HOME AND REHABILITATION CENTER 2266 CROPSEY AVE BROOKLYN NY 11214 I AM A BOARD TRUSTEE- VOLUNTEER POSITION SINCE 1998 I AM FIRST VICE PRESIDENT AS WELL AS BOARD MEMBER. MY DUTIES INCLUDE LONG RANGE PLANNING FOR THE HOME AND ITS RESIDENTS. ALL MEETINGS BEGIN AT 4PM SO AS NOT TO TAKE AWAY FROM TRADING HOURS I MAY SPEND 10 HOURS- 20 HOURS PER MONTH OUTSIDE OF TRADING TIMES. (2)1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: AJCNY.ORG 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 165 EAST 65 ST, NEW YORK, NEW YORK 10022 5.NATURE OF BUSINESS: CHARITABLE ORGANIZATION, 6.COMPENSATION FOR ACTIVITY: N 7.POSITION, TITLE, ASSOCIATION: TRUSTEE, 8.START DATE OF RELATIONSHIP: 10/1/2012 9.NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: LOCAL CHAPTER BOARD OF DIRECTORS, PROGRAMMING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-11
S63 Uniform Securities Agent State Law Examination 1984-10-03
  • S65 Uniform Investment Adviser Law Examination
    1992-02-11
  • S63 Uniform Securities Agent State Law Examination
    1984-10-03
Designations

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