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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-04-17 |
| FL | RA | APPROVED | 2003-01-03 |
Branch Locations
100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States
Bowersville, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | Ft. Lauderdale | FL | 01/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-29 |
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