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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2020-07-16
NJ RA APPROVED 2020-02-10
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2020-07-16
  • NJ RA
    APPROVED
    Since 2020-02-10

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 07/2015 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/2020 Present
Previous Registrations
  • 2016-12-23 → 2020-02-28
    Port Jefferson, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Fort Lee, NJ
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-23
S63 Uniform Securities Agent State Law Examination 2006-08-31
  • S65 Uniform Investment Adviser Law Examination
    2016-12-23
  • S63 Uniform Securities Agent State Law Examination
    2006-08-31
Other Names
  • Sean Kevin Odonnell
  • Sean Kevin O'DOnnell
  • Sean K Odonnell
  • Sean Odonnell

View on SEC IAPD

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