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Samuel Alexander Thompson

Summit Asset Management LLC

Memphis, TN

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Current Employers
Summit Asset Management Llc

5100 Wheelis Drive Suite 107, Memphis, TN 38117 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-04-01
  • TN RA
    APPROVED
    Since 2004-04-01

Branch Locations

5100 Wheelis Dr. Suite 107, Memphis, TN 38117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Asset Management, Llc Memphis TN 01/2012 02/2021
Summit Asset Management, Llc Memphis TN 02/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-08
S63 Uniform Securities Agent State Law Examination 1991-08-05
  • S65 Uniform Investment Adviser Law Examination
    1997-09-08
  • S63 Uniform Securities Agent State Law Examination
    1991-08-05
Designations
Other Names
  • Samuel Alexander Thompson

View on SEC IAPD

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