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Philip Harwood

Wells Fargo Advisors Financial Network, LLC

Naperville, IL

Oak Brook, IL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-27
TX RA APPROVED 2023-04-27
  • IL RA
    APPROVED
    Since 2023-04-27
  • TX RA
    APPROVED
    Since 2023-04-27

Branch Locations

2056 Westings Avenue Ste 540, Naperville, IL 60563 • United States

1415 W. 22Nd Street Suite 620 [Satellite], Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 04/2023
Wells Fargo Advisors Financial Network, Llc ( Naperville IL 04/2023 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 11/2016 → 04/2023
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 04/2023 → Present
    Wells Fargo Advisors Financial Network, Llc (
    Naperville, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-15
S63 Uniform Securities Agent State Law Examination 2007-04-11
  • S65 Uniform Investment Adviser Law Examination
    2018-11-15
  • S63 Uniform Securities Agent State Law Examination
    2007-04-11
Other Names
  • Philip John Harwood
  • Philip John Harwood

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Naperville, IL
ACCESS SOFTEK ADVISORY SERVICES · NAPERVILLE, IL
LPL FINANCIAL LLC · NAPERVILLE, IL
SIKICH FINANCIAL · Naperville, IL
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