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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED | 2026-05-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Briarcliff Manor | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Briarcliff Manor | NY | 11/2016 | 05/2026 |
| Lpl Financial | Salem | NH | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-24 |
| S65 | Uniform Investment Adviser Law Examination | 1997-04-24 |
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