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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-05-20 |
| TX | RA | APPROVED_RES | 2018-12-11 |
| CO | RA | APPROVED | 2016-07-15 |
Branch Locations
7979 E Tufts Ave Ste 715, Denver, CO 80237 • United States
Highlands Ranch, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | Denver | CO | 07/2016 | Present |
Board of Directors; Legacy Society Board; Legacy Board Member; 657 Fairchild Dr, , Highlands Ranch, CO, 80126; Investment-Related; 02/06/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-06 |
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