William Scott Fortner

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2003-06-23
CA	RA	APPROVED	1997-07-08

TX RA
APPROVED_RES

Since 2003-06-23
CA RA
APPROVED

Since 1997-07-08

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Segundo	CA	11/1980	Present

11/1980 → Present

Ubs Financial Services Inc.

Segundo, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-10-25

S63 Uniform Securities Agent State Law Examination

1990-10-25

Other Names

William Scott Tyler

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

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