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Steven Roy Weisberg

Raymond James & Associates, Inc.

Hallandale Beach, FL

Hollywood, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-10-03
  • FL RA
    APPROVED
    Since 2011-10-03

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Hollywood, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Aventura FL 09/2011 Present
  • 09/2011 → Present
    Raymond James & Associates
    Aventura, FL
Previous Registrations
  • 2009-06-01 → 2011-10-14
    Morgan Stanley
    Aventura, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Aventura, FL
  • 2003-02-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Aventura, FL
    Aventura, FL
  • 1994-05-23 → 2003-02-11
    Citigroup Global Markets Inc.
    North Miami Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-22
S63 Uniform Securities Agent State Law Examination 1988-06-01
  • S65 Uniform Investment Adviser Law Examination
    1993-04-22
  • S63 Uniform Securities Agent State Law Examination
    1988-06-01
Other Names
  • Steve Weisberg

View on SEC IAPD

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