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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-04 |
| CT | RA | APPROVED | 2022-07-12 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
265 North Main St. Ste 1, Wallingford, CT 06492 • United States
265 North Main St. Ste 1, Wallingford, CT 06492-3773 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corp | Lynnfield | MA | 06/2008 | 09/2016 |
| Woodbury Financial Services Inc | Wallingford | CT | 09/2016 | 07/2022 |
| Lpl Financial | Wallingford | CT | 07/2022 | Present |
1-06/2022 / Ginsberg Financial Advising / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HR MNTH & 40 HR During Trading / Wallingford, CT 06492 2-06/1985 / Ginsberg Financial Advising / Non-Variable Insurance / Investment Related / Wallingford, CT 3- 09/2015 / Real Estate Rental / Investment Related / 6 Harnish Lane, Wallingford, CT 06492 4- 09/19/2023 - Nationwide Insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/01/2023 - 20 Hours Per Month/ 1 Hour During Trading 5- 09/19/2023 - OneAmerica - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/28/2023 - 20 Hours Per Month/ 1 Hour During Trading 6- 09/19/2023 - Securian - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 20 Hours Per Month/ 1 Hour During Trading 7- 09/19/2023 - Symetra - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/01/2023 - 20 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-19 |
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