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William Haslett Sewell

Janney Montgomery Scott LLC

Raleigh, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-04
NC RA APPROVED 2019-07-20
  • TX RA
    APPROVED_RES
    Since 2019-09-04
  • NC RA
    APPROVED
    Since 2019-07-20

Branch Locations

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Wilmington NC 04/2014 06/2019
Janney Montgomery Scott Llc Raleigh NC 06/2019 01/2024
Janney Montgomery Scott Llc Raleigh NC 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-16
S65 Uniform Investment Adviser Law Examination 1992-08-01
  • S63 Uniform Securities Agent State Law Examination
    1996-09-16
  • S65 Uniform Investment Adviser Law Examination
    1992-08-01
Other Names
  • Bill Sewell

View on SEC IAPD

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