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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2000-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Carnation | WA | 06/2000 | Present |
| Tolt Townsite Company, L.L.C. | Carnation | WA | 07/2010 | Present |
(1) 3/19/2010 - DBA ONLY - TREMAINE INVESTMENT GROUP, INC. - CARNATION, WA. (2) 9/8/2011 - REAL ESTATE RENTAL - CARNATION STATION, LLC - TIME SPENT 2% (3) 10/30/2014 - TOLT HALL ASSOCIATES, LLC -REAL ESTATE RENTAL - OWNER - TIME SPENT 12 HOURS PER MONTH - CARNATION, WA (4) 12/08/2015 * Sno-Valley Senior Center * Consulting * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/01/2015 * 1 HR/MO NOT DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-25 |
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