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Huiyu Wang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sammamish, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-12
WA RA APPROVED 2025-03-28
  • TX RA
    APPROVED
    Since 2025-05-12
  • WA RA
    APPROVED
    Since 2025-03-28

Branch Locations

500 228Th Ave Ne, Sammamish, WA 98074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sammamish WA 01/2025 Present
Rbc Richmond 09/2018 06/2024
Cibc Edmonton 03/2014 05/2018
Unemployed Richmond 05/2018 09/2018
Unemployed Sammamish WA 06/2024 01/2025
Bank Of America, N.A. Sammamish WA 03/2025 Present
  • 01/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sammamish, WA
  • 09/2018 → 06/2024
    Rbc
    Richmond
  • 03/2014 → 05/2018
    Cibc
    Edmonton
  • 05/2018 → 09/2018
    Unemployed
    Richmond
  • 06/2024 → 01/2025
    Unemployed
    Sammamish, WA
  • 03/2025 → Present
    Bank Of America, N.A.
    Sammamish, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-26
  • S66 Uniform Combined State Law Examination
    2025-03-26
Other Names
  • Vivian Wang

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAMMAMISH, WA
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J.P. MORGAN SECURITIES LLC · SAMMAMISH, WA
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