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Thomas Joseph Barrett

J.P. Morgan Securities LLC

Sammamish, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-03
WA RA APPROVED 2018-07-25
  • TX RA
    APPROVED_RES
    Since 2022-10-03
  • WA RA
    APPROVED
    Since 2018-07-25

Branch Locations

22823 Ne 8Th Street, Sammamish, WA 98074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Wenatchee WA 10/2014 07/2018
J.P. Morgan Securities Llc Sammamish WA 07/2018 Present
Jpmorgan Chase Bank, N.A. Sammamish WA 07/2018 Present
Previous Registrations
  • 2015-01-13 → 2018-07-24
    Edward Jones
    Snoqualmie, WA
    St Louis, MO
    Ellensburg, WA
    Wenatchee, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-09
S63 Uniform Securities Agent State Law Examination 1996-05-10
  • S66 Uniform Combined State Law Examination
    2015-01-09
  • S63 Uniform Securities Agent State Law Examination
    1996-05-10
Other Names
  • Tom Barrett
  • Thomas Joseph Barrett

View on SEC IAPD

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