Steven William Stahlberg

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-01-14

CA RA
APPROVED

Since 2019-01-14

Branch Locations

5601 Granite Parkway Suite 560, Plano, TX 75024 • United States

2901 Douglas Blvd. Suite 255, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hilltop Securities Inc.	Sacramento	CA	12/2015	01/2019
D.A. Davidson & Co.	Roseville	CA	01/2019	Present

12/2015 → 01/2019

Hilltop Securities Inc.

Sacramento, CA
01/2019 → Present

D.A. Davidson & Co.

Roseville, CA

Previous Registrations

2015-12-07 → 2019-02-13

Hilltop Securities Inc.

Dallas, TX

Roseville, CA
2012-06-07 → 2016-01-19

Beverly Hills Wealth Management, Llc

Beverly Hills, CA
2008-07-02 → 2012-01-12

Robert W. Baird & Co. Incorporated

Roseville, CA

Phoenix, AZ
2007-10-12 → 2008-06-06

Morgan Stanley & Co. Llc

Roseville, CA

Roseville, CA
2000-03-28 → 2007-10-15

Wells Fargo Clearing Services, Llc

Folsom, CA

Folsom, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-08-31
S63	Uniform Securities Agent State Law Examination	1981-01-29

S65 Uniform Investment Adviser Law Examination

1993-08-31
S63 Uniform Securities Agent State Law Examination

1981-01-29

Other Names

Steven Wil Stahlberg

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews