Douglas Joel Lewis

Current Employers

Lewis Financial Management, Llc

1611 East Millbrook Road, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-06-19
NC	RA	APPROVED	2001-12-31

TX RA
APPROVED_RES

Since 2009-06-19
NC RA
APPROVED

Since 2001-12-31

Branch Locations

1611 East Millbrook Road, Raleigh, NC 27609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lewis Financial Management, Llc	Raleigh	NC	02/1984	Present
The Strategic Financial Alliance, Inc.	Atlanta	GA	03/2013	Present

02/1984 → Present

Lewis Financial Management, Llc

Raleigh, NC
03/2013 → Present

The Strategic Financial Alliance, Inc.

Atlanta, GA

Other Businesses

-1- DOUGLAS J. LEWIS - NOT INVESTMENT RELATED; 1611 EAST MILLBROOK ROAD, RALEIGH NC 27609; LIFE INSURANCE; AGENT; 01/01/1983; 4 HOURS/MONTH, DURING TRADING; LIFE INSURANCE SALES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-01-23

S63 Uniform Securities Agent State Law Examination

1981-01-23

Designations

View on SEC IAPD

Current Employers

Lewis Financial Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

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