Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2008-08-01
TX RA APPROVED_RES 2008-08-01
  • IN RA
    APPROVED
    Since 2008-08-01
  • TX RA
    APPROVED_RES
    Since 2008-08-01

Branch Locations

7300 Eagle Crest Blvd, Evansville, IN 47715 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Evansville IN 08/2008 Present
Bank Of America, N.A. Evansville IN 05/2011 Present
Previous Registrations
  • 2008-01-01 → 2008-08-06
    Evansville, IN
    Evansville, IN
  • 1999-10-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Evansville, IN
    St. Louis, MO
    Evansville, IN
Other Businesses

I*7476 For profit or not for profit: Name of outside business organization: MD Trust Investment related: Address of business: Westfield, Indiana 460626013 Nature of business: , Position, title, association: , Start date of relationship: 8/8/2017 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-01-12
  • S63 Uniform Securities Agent State Law Examination
    1981-01-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Evansville, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor