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Arthur Joel Stainman

First Manhattan Co. LLC

New York, NY

CRD 721091

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Employer firm

First Manhattan Co. LLC CRD 325281

$38.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
First Manhattan Co. Llc

399 Park Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-16
  • NY RA
    APPROVED
    Since 2023-02-16

Branch Locations

399 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Manhattan Co. Ny NY 10/1984 Present
First Manhattan Co New York NY 07/2002 Present
  • 10/1984 → Present
    First Manhattan Co.
    Ny, NY
  • 07/2002 → Present
    First Manhattan Co
    New York, NY
Other Businesses

130-140 WEST CANAL LLP. Arthur Stainman, Partner Real Estate Devotes 2 hours per month and 0 hours during trading hours. No compensation received FIRST VERMONT PROPERTIES LLC. Arthur Stainman, Partner 130 West Canal Street, Winooski, VT Real Estate 2 hours per month devoted to business, 0 hours during trading hours 0 compensation at present date RIDER UNIVERSITY. Trustee and Chair of the Investment Committee 2083 Lawrenceville Road, Lawrenceville, NJ Undergraduate and graduate education through the following colleges and schools: Norm Brodsky College of Business College of Education and Human Services College of Liberal Arts and Sciences School of Fine and Performing Arts Westminster Choir College 8 days per year devoted, 0 during trading hours No compensation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-01
S63 Uniform Securities Agent State Law Examination 1993-02-22
  • S65 Uniform Investment Adviser Law Examination
    1994-12-01
  • S63 Uniform Securities Agent State Law Examination
    1993-02-22

View on SEC IAPD

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