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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1990-03-09
  • FL RA
    APPROVED
    Since 1990-03-09

Branch Locations

1276 Metropolitan Blvd, Tallahassee, FL 32312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tallahassee FL 03/1990 Present
Bank Of America, N.A. Tallahassee FL 06/2011 Present
Other Businesses

I*91464 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SELF INVESTMENT RELATED: NO ADDRESS OF BUSINESS: TALLAHASSEE, FLORIDA 32308 NATURE OF BUSINESS: SOLE PROPRIETORSHIP POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 3/13/2016 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN THIS RENTAL HOUSE WITH MY WIFE I*91465 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SELF INVESTMENT RELATED: YES ADDRESS OF BUSINESS: TALLAHASSEE, FLORIDA 32308 NATURE OF BUSINESS: SOLE PROPRIETORSHIP POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 3/13/2016 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN THIS RENTAL HOUSE WITH MY WIFE I*91467 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOINT TENNANTS WITH L. D. INVESTMENT RELATED: YES ADDRESS OF BUSINESS: TALLAHASSEE, FLORIDA 32301 NATURE OF BUSINESS: SOLE PROPRIETORSHIP POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 3/6/2016 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY BROTHER IN LAW AND I HOLD A MORTGGE ON A PROPERTY WE SOLD I*1923266 Entity Type, Name of OBA: Finra Address: Washington District of Columbia20006 Investment Related: No Position, Title, Association: Committee Employee Start Date: 11/30/2024 No Hours: 10 Yearly No Hours during trading: 0 Duties: Outside arbitrator for Finra, I have done this many years ago. I*: 2175371 Entity Type: Charitable Name of OBA: University of the South Address: Sewanee, TN 37383 Investment Related: No Position, Title, Association: Employee Employee Start Date: 04/10/2025 Number of Hours: 15 hrs annually Number of Hours during trading: 0 Duties: I will officiate at several Track and Field competitions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-25
S63 Uniform Securities Agent State Law Examination 1981-02-04
  • S65 Uniform Investment Adviser Law Examination
    1994-08-25
  • S63 Uniform Securities Agent State Law Examination
    1981-02-04
Other Names
  • Felton Wright
  • Marshall Felton Wright
  • M Felton Wright

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