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John Gerard Sassone

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

CRD 720975

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-06
NY RA APPROVED 2025-11-06
PA RA APPROVED 2025-11-06
TX RA APPROVED 2025-11-06
  • NJ RA
    APPROVED
    Since 2025-11-06
  • NY RA
    APPROVED
    Since 2025-11-06
  • PA RA
    APPROVED
    Since 2025-11-06
  • TX RA
    APPROVED
    Since 2025-11-06

Branch Locations

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Garden City NY 04/2008 10/2025
Stifel Garden City NY 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-15
S63 Uniform Securities Agent State Law Examination 1986-07-16
  • S65 Uniform Investment Adviser Law Examination
    2014-07-15
  • S63 Uniform Securities Agent State Law Examination
    1986-07-16
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

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ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY

More in Garden City, NY

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