Bernardo Fidel Lozano

Current Employers

Employment History

• 06/2014 → 12/2016
  Waddell & Reed Inc (Ivy Distributors)
  Overland Park, KS
• 06/2017 → 03/2018
  Asg-Capital
  Miami, FL
• 01/2017 → 05/2017
  Unemployed Garden Leave
  Miami, FL
• 10/2018 → 01/2019
  Sunergon Group
  Miami, FL
• 05/2018 → 02/2019
  Colonial Life
  Miami, FL
• 12/2018 → 09/2019
  Thrivent Investment Management Inc
  Miami, FL
• 02/2019 → 06/2019
  Thrivent Financial
  Appleton, WI
• 06/2019 → 09/2019
  Thrivent Financial
  Appleton, WI
• 06/2019 → 10/2022
  Participant Capital
  Miami, FL
• 09/2019 → 05/2020
  Orchard Securities, Llc
  Pleasant Grove, UT
• 10/2019 → 10/2022
  Participant Capital Advisors, Llc
  Miami, FL
• 02/2024 → 11/2024
  Activa Capital Group Llc
  Miami, FL
• 10/2022 → 06/2024
  Masttro
  Miami, FL
• 02/2024 → 08/2024
  Standard Rules Llc
  Miami, FL
• 07/2024 → 04/2025
  Self Employment
  Miami, FL
• 04/2025 → Present
  New York Life Investments
  Miami, FL

Previous Registrations

• 2024-10-29 → 2024-11-12
  Affiliated Capital
  Coral Gables, FL
• 2024-02-09 → 2024-11-07
  Activa Capital
  Miami, FL
• 2024-07-09 → 2024-08-22
  Standard Rules, Llc
  Miami, FL
• 2019-10-31 → 2022-10-12
  Participant Capital
  Miami, FL
• 2019-06-21 → 2019-08-07
  Thrivent Investment Management Inc.
  Heathrow, FL
  Miami, FL

Other Businesses

SAM Business Consulting; 9745 SW 76 Street Miami, FL 33173; personal LLC set up to manage my spouse's photography business and occasional revenue from real estate transactions; not investment related; I spend no time on this activity.

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-03-18
• S65 Uniform Investment Adviser Law Examination
  2019-06-19

Other Names

• Bernie Lozano