David Warren Wiley Iii

Current Employers

Employment History

• 12/1980 → Present
  Wiley Bros.-Aintree Capital, Llc
  Nashville, TN

Previous Registrations

• 2010-05-24 → 2023-08-21
  Hillsboro Advisors, Llc
  Nashville, TN

Other Businesses

HAWKER 800XP LLC POSITION: CHIEF MANAGER NATURE: LLC OWNS 1/4 INTEREST OF A PRIVATE AIRCRAFT FOR PERSONAL USE INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2024 ADDRESS: NASHVILLE TN 37215, United States DESCRIPTION: ADMIN OF AIRCRAFT 375 ELIZABETH LANE LLC POSITION: CHIEF MANAGER NATURE: ENTITY THAT OWNS A VACATION HOME INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2024 ADDRESS: NASHVILLE TN 37215, United States DESCRIPTION: PERSONAL USE OF HOME WILEY INC POSITION: President NATURE: No current activity post sale of WBAC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2021 ADDRESS: Nashville, TN, United States DESCRIPTION: Former investment member of WBAC LLC AMPERSAND PARTNERS LLC POSITION: Board Member NATURE: Wealth Management Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: St. Louis, MO 63105, United States SAUSSY BURBANK HOMES POSITION: Board Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/06/2016 ADDRESS: Charlotte, NC 28217, United States DESCRIPTION: home building TURNBERRY HOMES POSITION: Board Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/26/2023 ADDRESS: Brentwood, TN, United States DESCRIPTION: home building SHIFT7 CAPITAL LLC POSITION: Board Member NATURE: The Company seeks to achieve its performance objective by acquiring interests in (i) the profits or revenue (or portions thereof) of financial advisors or (ii) notional amounts related to the profits or revenue of financial advisors. In the future, the Company may, through acquisition or otherwise engage in businesses incidental, ancillary, related or complementary to the financial advisory business, including by providing services to financial advisors in which it holds a revenue interest. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2025 ADDRESS: Clayton, MO 63105, United States DESCRIPTION: Actively participate in board meetings (typically quarterly). Review financial results and provide strategic direction and feedback. THE WEBB SCHOOL POSITION: Board of trustees NATURE: Webb is a Private Boarding and Day Prep School in Tennessee that provides challenging academics and personal integrity in a small family-like setting. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2024 ADDRESS: East Bell Buckle, TN 37020 DESCRIPTION: I participate in general Board governance and may periodically serve on Board committees or short-term task forces as part of my Board responsibilities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-10
• S63 Uniform Securities Agent State Law Examination
  1980-11-26

Other Names

• David Warren Wiley
• David Warren Wiley
• David Warren Wiley