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Nicholas Pavle

Ubs Financial Services Inc.

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-06
CA RA APPROVED 2014-01-30
MI RA APPROVED 2010-10-08
  • TX RA
    APPROVED_RES
    Since 2021-07-06
  • CA RA
    APPROVED
    Since 2014-01-30
  • MI RA
    APPROVED
    Since 2010-10-08

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-21
S63 Uniform Securities Agent State Law Examination 1980-10-31
  • S65 Uniform Investment Adviser Law Examination
    1995-04-21
  • S63 Uniform Securities Agent State Law Examination
    1980-10-31

View on SEC IAPD

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