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Mark Allen Brown

Wells Fargo Advisors Financial Network, LLC

Columbus, OH

CRD 719151

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-05-13
TX RA APPROVED_RES 2021-05-13
  • OH RA
    APPROVED
    Since 2021-05-13
  • TX RA
    APPROVED_RES
    Since 2021-05-13

Branch Locations

5025 Arlington Centre Blvd. Ste 195, Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbus OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Columbus OH 11/2016 05/2021
Wells Fargo Advisors Financial Network, Llc Columbus OH 05/2021 Present
Previous Registrations
  • 2008-01-01 → 2021-05-13
    Wells Fargo Clearing Services, Llc
    Columbus, OH
    Dublin, OH
  • 1999-05-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Columbus, OH
    St. Louis, MO
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-10-28
  • S63 Uniform Securities Agent State Law Examination
    1980-10-28

View on SEC IAPD

Nearby Firms

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EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES

Nearby Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH

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