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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-03-08 |
| TX | RA | APPROVED | 2012-05-29 |
Branch Locations
2290 Callahan Rd, Longview, TX 75602-7623 • United States
3066 N Eastman Rd, Longview, TX 75605 • United States
Longview, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Longview | TX | 05/2012 | Present |
(1) 06/12/2012: DBA for LPL Business (entity for LPL business) * Financial Resources Group * INV REL * AT REPORTED BUSINESS LOCATION(S) (2) 12/24/2012: Business Entity For Tax/Investment Purposes Only * North East Texas Advisors LLC * LLC is for tax purposes. It will not be held out to the public. * INV REL * AT REPORTED BUSINESS LOCATION(S) (3) 05/28/2014 * ECU Asset Management * DBA for LPL Business (entity for LPL business) * ECU Asset Management * An existing approved DBA that is run by LPL branch office Financial Resources Group (Edward Miller) * INV REL * AT REPORTED BUSINESS LOCATION(S) START 05/21/2014 * 150 HRS/MO DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-31 |
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