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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-20 |
| TX | RA | APPROVED_RES | 2019-08-28 |
| FL | RA | APPROVED | 2005-11-15 |
Branch Locations
2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Ft. Lauderdale | FL | 11/2005 | 07/2019 |
| Janney Montgomery Scott Llc | Boca Raton | FL | 08/2019 | 10/2021 |
| Janney Montgomery Scott Llc | Boca Raton | FL | 10/2021 | Present |
Florence Fuller Child Development Centers, Boca Raton, FL; Nature: Children's Charity; Title/Position: Board Member - as of 12/2021 and Treasurer of the Fuller Center; responsibilities include reviewing financial budgets. Start date: 05/03/2019; Devotes 5-hours/month; Not Investment-related; not compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-22 |
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