Best Investors Account Sign in
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-20
TX RA APPROVED_RES 2019-08-28
FL RA APPROVED 2005-11-15
  • NY RA
    APPROVED
    Since 2021-06-20
  • TX RA
    APPROVED_RES
    Since 2019-08-28
  • FL RA
    APPROVED
    Since 2005-11-15

Branch Locations

2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Ft. Lauderdale FL 11/2005 07/2019
Janney Montgomery Scott Llc Boca Raton FL 08/2019 10/2021
Janney Montgomery Scott Llc Boca Raton FL 10/2021 Present
Previous Registrations
Other Businesses

Florence Fuller Child Development Centers, Boca Raton, FL; Nature: Children's Charity; Title/Position: Board Member - as of 12/2021 and Treasurer of the Fuller Center; responsibilities include reviewing financial budgets. Start date: 05/03/2019; Devotes 5-hours/month; Not Investment-related; not compensated.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-04
S63 Uniform Securities Agent State Law Examination 1981-04-22
  • S65 Uniform Investment Adviser Law Examination
    1994-10-04
  • S63 Uniform Securities Agent State Law Examination
    1981-04-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor