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405 Lexington Ave Suite 37A, New York, NY 10174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-29 |
Branch Locations
405 Lexington Avenue Suite 37A, New York, NY 10174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northstar Group Inc. | New York | NY | 04/1986 | Present |
| Osaic Wealth Inc. | New York | NY | 11/1989 | Present |
1) THE NORTHSTAR GROUP, INC. POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 04/01/1992 ADDRESS: 405 Lexington Avenue, Suite 371, New York NY 10174, United States DESCRIPTION: President of advisor. Chief Compliance Officer. Responsible for legal, accounting, administrative and other business issues for Northstar. Also, I oversee all of our investment activities for clients. 2) HENRY C. ASHER POSITION: Insurance Agent NATURE: Insurance agency (sales) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/11/2022 ADDRESS: 405 lexington ave, 37th Floo, New York NY 10174, United States DESCRIPTION: Review Clients' insurance needs, and act in agent capacity.Please note projected in question 13 below is simply an estimate. There are no pending revenues of any sort.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-23 |
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