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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2013-02-11 |
Branch Locations
3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States
Gateway; One N. Lexington Ave Suite 1200, White Plains, NY 10601 • United States
Amagansett, NY • United States
Larchmont, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | White Plains | NY | 06/1982 | Present |
The Estate Of E.F.; Settling the Estate of E.F. - In role as Executor; New York, New York; Start date: 3/1/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-22 |
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