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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-15
FL RA APPROVED 2025-01-01
NE RA APPROVED 2022-10-31
TX RA APPROVED 2016-10-10
IL RA APPROVED 2010-05-14
  • CO RA
    APPROVED
    Since 2026-06-15
  • FL RA
    APPROVED
    Since 2025-01-01
  • NE RA
    APPROVED
    Since 2022-10-31
  • TX RA
    APPROVED
    Since 2016-10-10
  • IL RA
    APPROVED
    Since 2010-05-14

Branch Locations

2728 Forgue Dr Suite 100, Naperville, IL 60564 • United States

New Smyrna Beach, FL • United States

M.BRown Financial Advisors

2728 Forgue Drive Suite 100, Naperville, IL 60564 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-30
  • IL RA
    APPROVED
    Since 2021-07-30

Branch Locations

2728 Forgue Drive Suite 100, Naperville, IL 60564 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Brown & Associates Naperville IL 05/2009 Present
Ausdal Financial Partners, Inc Davenport IA 05/2010 Present
M.BRown Financial Advisors Naperville IL 07/2021 Present
Previous Registrations
  • 2008-06-05 → 2010-05-19
    San Tan Valley, AZ
    Naperville, IL
  • 2007-09-19 → 2008-09-22
    Greatstar
    Naperville, IL
Other Businesses

1) KUZA PROJECT; IL; BOARD MEMBER OF CHARITABLE ORGNIZATION; APPROX 1-5 HOURS PER MONTH WITH 0 DURING TRADING HOURS, NOT INVESTMENT RELATED; NO COMPENSATION. 2) INDEPENDENT INSURANCE AGENT; IL; INSURANCE SALES; AGENT; APPROX 1-5 HOURS PER MONTH, 1-5 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; SALE OF FIXED LIFE INSURANCE THROUGH VARIOUS COMPANIES, 1% OF TIME. REFER HEALTH INSURANCE BUSINESS TO MARK BROWN, RECEIVE A % OF COMMISSIONS, NO MONEY INVESTED; COMPENSATION BY COMMISSION. 3) M BROWN AND ASSOCIATES; IL; APPROX 5-10 HOURS PER MONTH, 5-10 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; M BROWN & ASSOCIATES (DBA) ON BUSINESS CARD & STATIONARY. NOT A SHAREHOLDER, NO FINANCIAL INVESTMENT; COMPENSATION IS FEE BASED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-08
S65 Uniform Investment Adviser Law Examination 2007-08-24
  • S63 Uniform Securities Agent State Law Examination
    2008-10-08
  • S65 Uniform Investment Adviser Law Examination
    2007-08-24
Designations
Other Names
  • Gregory L Bruno

View on SEC IAPD

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