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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-15 |
| FL | RA | APPROVED | 2025-01-01 |
| NE | RA | APPROVED | 2022-10-31 |
| TX | RA | APPROVED | 2016-10-10 |
| IL | RA | APPROVED | 2010-05-14 |
Branch Locations
2728 Forgue Dr Suite 100, Naperville, IL 60564 • United States
New Smyrna Beach, FL • United States
2728 Forgue Drive Suite 100, Naperville, IL 60564 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-30 |
Branch Locations
2728 Forgue Drive Suite 100, Naperville, IL 60564 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Brown & Associates | Naperville | IL | 05/2009 | Present |
| Ausdal Financial Partners, Inc | Davenport | IA | 05/2010 | Present |
| M.BRown Financial Advisors | Naperville | IL | 07/2021 | Present |
1) KUZA PROJECT; IL; BOARD MEMBER OF CHARITABLE ORGNIZATION; APPROX 1-5 HOURS PER MONTH WITH 0 DURING TRADING HOURS, NOT INVESTMENT RELATED; NO COMPENSATION. 2) INDEPENDENT INSURANCE AGENT; IL; INSURANCE SALES; AGENT; APPROX 1-5 HOURS PER MONTH, 1-5 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; SALE OF FIXED LIFE INSURANCE THROUGH VARIOUS COMPANIES, 1% OF TIME. REFER HEALTH INSURANCE BUSINESS TO MARK BROWN, RECEIVE A % OF COMMISSIONS, NO MONEY INVESTED; COMPENSATION BY COMMISSION. 3) M BROWN AND ASSOCIATES; IL; APPROX 5-10 HOURS PER MONTH, 5-10 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; M BROWN & ASSOCIATES (DBA) ON BUSINESS CARD & STATIONARY. NOT A SHAREHOLDER, NO FINANCIAL INVESTMENT; COMPENSATION IS FEE BASED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-10-08 |
| S65 | Uniform Investment Adviser Law Examination | 2007-08-24 |
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