Harry Eric Keller

Current Employers

Employment History

• 01/2009 → Present
  Financial Independence Planning
  Lansdale, PA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Lansdale, PA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cwm, Llc Dba Carson Group Partners - Crd # 155344
  Lansdale, PA

Previous Registrations

• 2004-01-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Lansdale, PA
  Conshohocken, PA
  Marlton, NJ
  Conshohocken, PA
  Lansdale, PA
  Windsor, CT
• 2002-10-15 → 2004-01-01
  Locust Street Securities, Inc.
  Lafayette Hill, PA

Other Businesses

1. NAME OF ENTITY: Financial Independence Planning, LLC; Yes; 33 JENKINS AVE; LANSDALE; PA; 19446; DBA; Owner; 1/1/2009; 160; 160; DBA for advisory services, financial planning, and the sale of securities, insurance, and advisory products. 2. NAME OF ENTITY: FIP REAL ESTATE, LLC; No; 1495 ALAN WOOD RD STE 100; CONSHOHOCKEN; PA; 19428; COMMERCIAL REAL ESTATE RENTAL; CEO/PRESIDENT/OWNER; 10/30/2015; 10; 5; MANAGE PROPERTY AND COLLECT RENT 3. NAME OF ENTITY: independent insurance agent; Yes; 454 GERMANTOWN PIKE; LAFAYETTE HILL; PA; 19444; fixed insurance sales; independent insurance agent; 4/27/2000; 160; 160; sales and service of fixed insurance products 4. NAME OF ENTITY: Harry Keller Residential Real Estate Rental; No; 4 Pear Tree Lane; Lafayette Hill; PA; 19444; Residential Rental; Owner; 12/1/2019; 1; 0; Manage property and collect rent; 5. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 9/2025; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE;

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-10-24

Designations

Other Names

• Harry E Keller