Thomas George Malkoch

Current Employers

Employment History

• 11/2004 → Present
  Kopensky, Llp
  Conshohocken, PA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Conshohocken, PA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2023 → Present
  Thomas G. Malkoch Cpa
  Conshohocken, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-02-08 → 2021-06-09
  Voya Financial Advisors, Inc.
  Conshohocken, PA
  Lansdale, PA
  Conshohocken, PA
  Lafayette Hill, PA
  Windsor, CT
• 1996-03-28 → 2005-02-23
  Avantax Advisory Services
  Lafayette Hill, PA

Other Businesses

(1) NAME OF ENTITY: Kopensky LLP; No; 1495 ALAN WOOD ROAD STE 102; CONSHOHOCKEN; PA; 19428; Accounting firm; owner; 11/1/2004; 112; 112; accounting, auditing and tax preparation| (2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1495 ALAN WOOD ROAD STE 102; CONSHOHOCKEN; PA; 19428; fixed insurance sales; independent insurance agent; 6/29/2009; 2; 2; sales of fixed insurance products| (3) NAME OF ENTITY: Financial Independence Planning, LLC; Yes; 1495 ALAN WOOD ROAD STE 102; CONSHOHOCKEN; PA; 19428; DBA; sales rep; 1/1/2009; 160; 160; DBA for advisory services, financial planning, and the sale of securities, insurance, and advisory products| (4) NAME OF OTHER BUSINESS: THOMAS G MALKOCH CPA; INVESTMENT RELATED: YES; ADDRESS: 1495 ALAN WOOD ROAD STE 102 CONSHOHOCKEN, PA 19428; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: PREPARATION OF INDIVIDUAL AND BUSINESS TAX RETURNS; 5) NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 9/2025; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-08
• S63 Uniform Securities Agent State Law Examination
  1993-06-24

Designations

Other Names

• Thomas G Malkoch