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Anthony Nichols

Wells Fargo Clearing Services, LLC

Conshohocken, PA

Chesterbrook, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-30
PA RA APPROVED 2024-01-04
  • TX RA
    APPROVED_RES
    Since 2024-05-30
  • PA RA
    APPROVED
    Since 2024-01-04

Branch Locations

One Fayette St Ste 200 Two Tower Bridge, Conshohocken, PA 19428 • United States

955 Chesterbrook Blvd Ste 320, Chesterbrook, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Philadelphia Phillies Philadelphia PA 09/2016 04/2017
Applebrook Golf Club West Chester PA 06/2010 09/2016
Lincoln Financial Distributors Radnor PA 04/2017 12/2023
Wells Fargo Clearing Services, Llc Conshohocken PA 12/2023 Present
  • 09/2016 → 04/2017
    Philadelphia Phillies
    Philadelphia, PA
  • 06/2010 → 09/2016
    Applebrook Golf Club
    West Chester, PA
  • 04/2017 → 12/2023
    Lincoln Financial Distributors
    Radnor, PA
  • 12/2023 → Present
    Wells Fargo Clearing Services, Llc
    Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-12
S63 Uniform Securities Agent State Law Examination 2017-05-16
  • S66 Uniform Combined State Law Examination
    2024-04-12
  • S63 Uniform Securities Agent State Law Examination
    2017-05-16
Designations
Other Names
  • Anthony Nichols
  • Anthony Alfred Nichols
  • Tony Nichols
  • Tony Nichols

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · Conshocken, PA

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