Carolyn Thian Siewh Choh

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors, Inc.
  Conshohocken, PA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cwm Llc Carson Partners
  Omaha, NE

Previous Registrations

• 2015-02-26 → 2021-06-09
  Voya Financial Advisors, Inc.
  Conshohocken, PA
  Lansdale, PA
  Windsor, CT

Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1495 ALAN WOOD RD STE 100; CONSHOHOCKEN; PA; 19428; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/20/2014; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY:FINANCIAL INDEPENDENCE PLANNING, LLC; No; 1495 ALAN WOOD RD; CONSHOHOCKEN; PA; 19428; FINANCIAL SERVICES/DBA; INVESTMENT ADVISER REPRESENTATIVE; 9/1/2015; 160; 160; SELL & SERVICE FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS/MARKETING AND CLIENT SERVICES.| 3) NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS - CRD # 155344, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 09/2025 APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE;

Exams

• S66 Uniform Combined State Law Examination
  2015-01-29

Other Names

• Carolyn Choh Fleming
• Carolyn Thian Siewh Choh