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Mark Allen Ludwig

Equitable Advisors, LLC

Omaha, NE

Papillion, NE

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2014-03-28
  • NE RA
    APPROVED
    Since 2014-03-28

Branch Locations

1111 North 102Nd Court Ste 228, Omaha, NE 68114 • United States

Papillion, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2013 06/2020
Equitable Advisors, Llc New York NY 09/2013 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-24
S65 Uniform Investment Adviser Law Examination 2004-12-15
  • S63 Uniform Securities Agent State Law Examination
    2014-03-24
  • S65 Uniform Investment Adviser Law Examination
    2004-12-15

View on SEC IAPD

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