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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-29 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Napa | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1.SOLE PROPRIETOR / OWNER / PARTNER;WRITTEN A FICTION E-BOOK UNDER THE PEN NAME OF JON GREGORY; AS OF 07/2014;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 1 2. Charity / Private Foundation; Not Investment related; Napa, California; Dive related activities; Communications Director(proprietor, partner, officer, director, employee, trustee, agent); Activity start June 2017; During business hours: 0; After business hours: 1; Communications Director, My role will be communicating club activities to members and prospective members of the dive club.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-12-04 |
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