Steve William Smith

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2001-01-24

AR RA
APPROVED

Since 2001-01-24

Branch Locations

210 North Houston, Russellville, AR 72801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. VARIOUS OUTSIDE INSURANCE ACTIVITIES 2. PROFESSIONAL BROKERAGE SERVICES INC; PRESIDENT; START 1995; APPROX 20 HRS/MONTH. 3. BOSTON MOUNTAIN MUSIC INC; SONGWRITER, SINGER; START 1975; APPROX 10 HRS/MONTH. 4. OWNER OF RENTAL REAL ESTATE; 157 BAILEY LOOP RD, RUSSELLVILLE, AR 72802; START 5/8/2025; APPROX 2 HOURS/MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-14
S63	Uniform Securities Agent State Law Examination	1986-03-18

S65 Uniform Investment Adviser Law Examination

1999-12-14
S63 Uniform Securities Agent State Law Examination

1986-03-18

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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