Robert Emmet Cusack

Current Employers

Employment History

• 03/2012 → 01/2018
  Whalerock Point Partners, Llc
  Providence, RI
• 02/2018 → Present
  Emb, Llc
  Providence, RI
• 12/2018 → Present
  Canton Hathaway, Llc
  Providence, RI

Previous Registrations

• 2012-12-04 → 2018-03-01
  Whalerock Point Partners, Llc
  West Palm Beach, FL
• 2009-05-19 → 2012-03-28
  Newport Investment Management Llc
  Providence, RI
• 2005-03-30 → 2009-12-31
  Preferred Asset Management, Llc
  Providence, RI
• 2003-05-24 → 2003-08-11
  Vantage Advisors, Llc
  Boston, MA

Other Businesses

(1) EMB, LLC. NOT investment related. One West Exchange Street, Suite 3202, Providence, RI 02903. Financial administration. Chief Financial Officer. Started 02/2018. Works for EMB 128 hours/month, about half of which is during trading hours. Roles at EMB include supervision of financial administration services. (2)Tobacco Settlement Financial Corp, not investment related, 1 Capitol Hill Providence RI 02908, non-profit, Board secretary, 07/2002, approx. 1hr/mo during trading hours, conducting administrative tasks.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-20
• S63 Uniform Securities Agent State Law Examination
  1980-10-02