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Stacey Lea Sternberg

Parsons Capital Management Inc

Providence, RI

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Current Employers
Parsons Capital Management Inc

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2013-11-25
  • RI RA
    APPROVED
    Since 2013-11-25

Branch Locations

40 Westminster Street Suite 400, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parsons Capital Management Inc Providence RI 03/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-25
S63 Uniform Securities Agent State Law Examination 1998-06-30
  • S65 Uniform Investment Adviser Law Examination
    2013-11-25
  • S63 Uniform Securities Agent State Law Examination
    1998-06-30
Other Names
  • Stacey Lea Courville
  • Stacey Sternberg

View on SEC IAPD

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Other Investors

JOHN HENRY MULLEN
ANDREW E. SNAPE
GREGORY JOSEPH LAVINE
JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
DAVID VON HEMERT

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI
WELLTH ADVISORY SERVICES, LLC · Providence, RI

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