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Charles Bateman Parsons

Parsons Capital Management Inc

Providence, RI

Denver, CO

CRD 6292792

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Employer firm

Parsons Capital Management Inc CRD 106295

$2.38B regulatory AUM 34 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Parsons Capital Management Inc

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-24
CO RA APPROVED 2016-04-04
RI RA APPROVED 2016-04-04
  • NY RA
    APPROVED
    Since 2022-03-24
  • CO RA
    APPROVED
    Since 2016-04-04
  • RI RA
    APPROVED
    Since 2016-04-04

Branch Locations

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

288 Clayton Street, Suite 303, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parsons Capital Management, Inc. Providence RI 03/2016 Present
Other Businesses

FISHERS ISLAND SPORTSMEN'S CLUB - TREASURER EDUCATION THROUGH MUSIC/CO - BOARD MEMBER, FINANCE COMMITTEE AND TREASURER DENVER COUNTRY CLUB - BOARD OF DIECTORS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-04
  • S65 Uniform Investment Adviser Law Examination
    2016-04-04

View on SEC IAPD

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