Charles Bateman Parsons

Current Employers

Parsons Capital Management Inc

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-24
CO	RA	APPROVED	2016-04-04
RI	RA	APPROVED	2016-04-04

NY RA
APPROVED

Since 2022-03-24
CO RA
APPROVED

Since 2016-04-04
RI RA
APPROVED

Since 2016-04-04

Branch Locations

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

288 Clayton Street, Suite 303, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Parsons Capital Management, Inc.	Providence	RI	03/2016	Present

03/2016 → Present

Parsons Capital Management, Inc.

Providence, RI

Other Businesses

FISHERS ISLAND SPORTSMEN'S CLUB - TREASURER EDUCATION THROUGH MUSIC/CO - BOARD MEMBER, FINANCE COMMITTEE AND TREASURER DENVER COUNTRY CLUB - BOARD OF DIECTORS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-04

S65 Uniform Investment Adviser Law Examination

2016-04-04

View on SEC IAPD

Current Employers

Parsons Capital Management Inc

Disclosures

Employment History

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Exams

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