Jose R Baez

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-17

NY RA
APPROVED

Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Ste 1, Fort Lee, NJ 07024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets, Inc.	New York	NY	12/2012	Present

12/2012 → Present

Citigroup Global Markets, Inc.

New York, NY

Previous Registrations

2012-10-01 → 2012-12-18

J.P. Morgan Securities Llc

New York, NY
2012-05-11 → 2012-10-01

Chase Investment Services Corp.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-03
S63	Uniform Securities Agent State Law Examination	2006-10-18

S66 Uniform Combined State Law Examination

2008-03-03
S63 Uniform Securities Agent State Law Examination

2006-10-18

View on SEC IAPD

Current Employers

Citigroup Global Markets Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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