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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-03-17
  • AR RA
    APPROVED
    Since 2020-03-17

Branch Locations

700 Se Walton Blvd, Bentonville, AR 72712-6769 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Fayetteville AR 11/2019 Present
Signature Bank Of Arkansas Bentonville AR 09/2019 Present
Petaluma Community Access Radio Petaluma CA 12/2016 08/2019
Cameron Smith & Associates Rogers AR 04/2010 01/2017
Raymond James Financial Services Advisors, Inc. Bentonville AR 03/2020 Present
  • 11/2019 → Present
    Raymond James Financial Services, Inc.
    Fayetteville, AR
  • 09/2019 → Present
    Signature Bank Of Arkansas
    Bentonville, AR
  • 12/2016 → 08/2019
    Petaluma Community Access Radio
    Petaluma, CA
  • 04/2010 → 01/2017
    Cameron Smith & Associates
    Rogers, AR
  • 03/2020 → Present
    Bentonville, AR
Other Businesses

(1)Name of Business: Signature Bank of Arkansas Address: 700 SE Walton Blvd, Bentonville, AR, 72712, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 09/23/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial AdvisorInvestment Advisor Representative (2)Name of Business: Signature Private Wealth Group Address: 700 SE Walton Blvd, Bentonville, AR, 72712, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/24/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Certified Financial Planner (CFP) and Financial Advisor provide individuals and businesses with financial, insurance, estate, retirement and investment advice and planning. (3)Name of Business: Signature Private Wealth Management Address: 700 SE Walton Blvd, Bentonville, AR, 72712, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/24/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Certified Financial Planner (CFP) and Financial Advisor provide individuals and businesses with financial, insurance, estate, retirement and investment advice and planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-04
  • S66 Uniform Combined State Law Examination
    2020-01-04

View on SEC IAPD

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