Frederick Hargnett Thomas

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Raymond James Financial Services
  Johnstown, PA
• 02/2010 → Present
  Raymond James Financial Services Advisors, Inc
  Johnstown, PA
• 02/2010 → Present
  Thomas Financial Associates Inc
  Johnstown, PA

Previous Registrations

• 2009-06-01 → 2010-03-15
  Morgan Stanley
  Johnstown, PA
• 2008-04-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Johnstown, PA
  New York, NY
  Johnstown, PA

Other Businesses

(1)Name of Business: Copperfall Farms LLC Address: 357 Edgar Croyle Road, Hollsopple, PA, 15935, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor, Officer - President Investment Related: No Start Date: 02/25/2010 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own & operate small farm :livestock ,hay & grains,timber, minerals (2)Name of Business: Copperfall Properties Inc. Address: 357 Edgar Croyle Road, Hollsopple, PA, 15935, United States Activity Type: Rental Real Estate Position/Title: Officer - Secretary Investment Related: Yes Start Date: 11/09/2009 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Im Sec.Treas. my wife is President. Hands on review of documentation. Banking,taxes,insurance policies, accounting. Physical responsibility maintaining upkeep of property to high standards. (3)Name of Business: Thomas Financial Associates Inc. Address: 1404 Dwight Drive, Johnstown, PA, 15904, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of support company

Exams

• S66 Uniform Combined State Law Examination
  2007-06-01
• S63 Uniform Securities Agent State Law Examination
  1980-08-27

Other Names

• Fred Thomas
• Frederick H Thomas
• F H Thomas
• Frederick Hargnett Thomas