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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2016-02-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sandy | UT | 02/2016 | Present |
1. 10/3/2017 - primeaccess.co - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/03/2017 - 25 Hours Per Month/2 Hours During Securities Trading. 2. 6/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/16/2018 - 10 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-02 |
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