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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-09-04 |
| IL | RA | APPROVED | 2012-08-31 |
Branch Locations
535 E Diehl Rd Ste 270, Naperville, IL 60563-2260 • United States
Elburn, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wheaton | IL | 08/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Wheaton | IL | 03/2020 | Present |
Other Business Activities; Doterra; independent distributor; 389 S 1300 west, Pleasant Grove, Utah 84062, ,; ; 01/31/2015; 1 to 9 hours per month; 0 during trading hours / Precinct Committeeperson; Education voters on the candidates running for office; N/A, , Elburn, IL, 60119; Not Investment-Related; 08/14/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-24 |
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