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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2015-10-29 |
| TX | RA | APPROVED_RES | 2015-10-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Mobile | AL | 10/2015 | Present |
GULF COAST SOCCER OFFICIALS ASSOCIATION, NOT INV RELATED, SOCCER REFEREE, MOBILE, AL, START 2/28/2017, 8 HOURS PER MONTH, ZERO DURING TRADING, SOCCER REFEREE. TRUSTEE OF SISTER'S TRUST; INV. RELATED; GRAYSLAKE, IL; START DATE 7/2019; 2 HRS PER MONTH; 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-09 |
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