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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-12-15
TX RA APPROVED_RES 2015-12-14
  • VA RA
    APPROVED
    Since 2015-12-15
  • TX RA
    APPROVED_RES
    Since 2015-12-14

Branch Locations

1900 Duke St Ste 100, Alexandria, VA 22314 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Alexandria VA 12/2015 11/2016
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 Present
Previous Registrations
  • 2011-05-23 → 2016-03-09
    Mclaughlin Ryder Advisory Services, Llc
    Alexandria, VA
  • 2007-11-09 → 2011-05-23
    Coburn & Meredith, Inc.
    Simsbury, CT
    Alexandria, VA
  • 1993-07-31 → 2007-04-25
    Alexandria, VA
    Alexandria, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-17
S63 Uniform Securities Agent State Law Examination 1980-09-26
  • S65 Uniform Investment Adviser Law Examination
    1992-07-17
  • S63 Uniform Securities Agent State Law Examination
    1980-09-26
Designations

View on SEC IAPD

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