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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-10-31
  • VA RA
    APPROVED
    Since 2011-10-31

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

111 State Street 3Rd Floor, Boston, MA 02109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management Glen Allen VA 10/2011 Present
Rental Property Richmond VA 01/2018 01/2020
  • 10/2011 → Present
    Capitol Securities Management
    Glen Allen, VA
  • 01/2018 → 01/2020
    Rental Property
    Richmond, VA
Previous Registrations
  • 2005-04-04 → 2011-11-10
    Anderson & Strudwick, Incorporated
    Richmond, VA
    Richmond, VA
  • 1994-10-07 → 2005-04-04
    A&S Capital Advisors, Inc.
    Richmond, VA
Other Businesses

1) Trust Account: Mitchell Raines Trust Relationship of grantor: Court appointed 2) Trust account: James B King Relationship of grantor: Court appointed 3) Trust account: Tavon Raines Relationship of grantor: Court appointed 4) Trust account: Jamal Mitchell Relationship of grantor: Court appointed 5) Trust account: PRINCE MOORE TRUST Relationship of grantor: N/A

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-28
S63 Uniform Securities Agent State Law Examination 1980-09-30
  • S65 Uniform Investment Adviser Law Examination
    1994-06-28
  • S63 Uniform Securities Agent State Law Examination
    1980-09-30

View on SEC IAPD

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