Alfred Francis Marsicano

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1988 → 09/2016
  Ubs Financial Services Inc.
  New York, NY
• 05/2018 → 03/2021
  Winslow, Evans & Crocker, Inc.
  Boston, MA
• 09/2016 → 05/2018
  Unemployed
  Old Tappan, NJ
• 03/2021 → 01/2023
  B. Riley Wealth Advisors
  Lauderdale, FL
• 03/2021 → 07/2022
  National Securities Coporation
  Lauderdale, FL
• 07/2022 → 01/2023
  B. Riley Wealth Management
  Lauderdale By The Sea, FL
• 01/2023 → Present
  Raymond James Financial Services, Inc.
  Lauderdale By Sea, FL
• 01/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Lauderdale By Sea, FL
• 01/2023 → Present
  Afm Wealth Management, Llc
  Lauderdale By Sea, FL

Previous Registrations

• 2021-04-07 → 2023-01-25
  B. Riley Wealth Advisors, Inc.
  Lauderdale By The Sea, FL
• 2018-06-05 → 2021-04-13
  Winslow, Evans & Crocker, Inc.
  Lauderdale, FL
  Lauderdale By The Sea, FL
  Boston, MA
• 1997-09-24 → 2016-10-18
  Ubs Financial Services Inc.
  Ft. Lauderdale, FL
  New York, NY
  New York, NY
  Ft. Lauderdale, FL
  New York, NY

Other Businesses

(1)Name of Business: AFM WEALTH MANAGEMENT LLC Address: 221 Commercial Blvd Ste 206, Lauderdale By the Sea, FL, 33308-4479, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 08/02/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: SUPPORT COMPANY FOR MY PRACTICE

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-08-03
• S63 Uniform Securities Agent State Law Examination
  1980-01-05

Other Names

• Alfred Francis Marsicano