Richard Giannotti

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 05/2025
  Global Wealth Retirement Planning Llc
  Fort Lauderdale, FL
• 04/2015 → 08/2017
  Global Financial Private Capital, Llc
  Sarasota, FL
• 02/2017 → 05/2025
  Global Wealth Management Investment Advisory, Inc.
  Fort Lauderdale, FL
• 11/2017 → 12/2023
  Madison Avenue Securities, Llc
  San Diego, CA
• 01/2025 → 05/2025
  Madison Avenue Securities, Llc
  San Diego, CA
• 05/2025 → Present
  Rfg Advisory
  Vestavia Hills, AL
• 06/2025 → Present
  Private Client Services, Llc
  Lauderdale By The Sea, FL

Previous Registrations

• 2017-04-13 → 2025-05-12
  Global Wealth Management Investment Advisory, Inc.
  Fort Lauderdale, FL
• 2015-04-27 → 2018-01-08
  Global Financial Private Capital, Inc.
  Fort Lauderdale, FL
  Sarasota, FL

Other Businesses

1) RJG CONSULTING. 5811 NE 22ND TERRACE, FT. LAUDERDALE, FL 33308. REAL ESTATE. SILENT INVESTOR. 2 HRS/MO; 0 DURING TRADING HRS. INVESTMENT RELATED. 2) RFG Advisory. 1400 Urban Center Dr., Ste 475 Vestavia, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs. 3) RFG Advisory. 218 Commercial Blvd Suite 235 Lauderdale By the Sea, FL 33308. DBA. Advisor. 160 hrs//mo; 160 during trading hrs. Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-02

Other Names

• Richard James Giannotti
• Richard James Giannotti
• Richard Giannotti